At Plurimi, we are determined to make sure you are informed about the legal and regulatory issues surrounding all your business with us.

We are committed to keeping this information both as clear as possible and comprehensive in its scope.

Listed below you will find a number of links to the detailed documents outlining legal and regulatory information on everything from risks to conflicts.

This page and any documents linked to below contain important information that we are either required to provide to you or wish you to understand. If you require clarification on any aspect, please don’t hesitate to ask.

The Plurimi Group of companies, as detailed below, comprises three regulated entities and an ancillary service company, and not all services are available for all clients in all jurisdictions.

Those entities are regulated by differing jurisdictions, and the permissions and client types vary between them. On occasion, clients may be introduced to a different Group entity to receive specific services from us not available in their local jurisdiction. Your Relationship Manager will provide further details if this is necessary.

Plurimi Wealth LLP (No. OC326895) is a limited liability partnership incorporated in England and Wales having its registered address at 30 St. James’s Square, London, SW1Y 4AL, and is authorised and regulated by the Financial Conduct Authority. The contact address of the Financial Conduct Authority is:

Financial Conduct Authority
12 Endeavour Square
London
E20 1JN

Plurimi Wealth (Dubai) Limited is a Dubai International Financial Centre company and regulated by the Dubai Financial Services Authority.

Plurimi Wealth Monaco SAM is regulated by the Commission of Control of the Financial Activities (CCAF) N° SAF/2022-02

Complaints Handling

Should you be dissatisfied with any aspect(s) of the service(s) provided to you, you may make a complaint to the Compliance Officer in the relevant jurisdiction. Please send us details of your complaint to complaints@plurimi.com and the appropriate person will respond to you.

The Financial Ombudsman Service (UK)

If you do not agree with our conclusion or are unsatisfied with our proposal for resolution, you may have the right to take your complaint to the Financial Ombudsman Service (FOS). If you would like to raise your complaint with the FOS, you can do so directly using the details below:

In writing: The Financial Ombudsman Service, Exchange Tower, London E14 9SR

Email: complaint.info@financial-ombudsman.org.uk

Phone: 0800 023 4 567

For the FOS to be able to look into your complaint then you should contact them within six months of the date of the initial resolution provided by us, or the date of our final response

Stewardship Code

This statement outlines the position of Plurimi Wealth LLP ("Plurimi") with respect to the UK Stewardship Code (the "Code")

Plurimi supports the seven key principles for effective stewardship by institutional investors. In practice, Plurimi will consider the principles as set out in the Code but whilst Plurimi has not made a formal commitment of compliance with the Code, the Code's principals are embedded into Plurimi's culture and governance structure, and the firm's policies aim to reflect the spirit of the Code.

Plurimi systematically and regularly monitors the investments made on behalf of its clients. The core investment process endeavours to consider corporate governance, strategy, risk, and financial performance as factors when making investment decisions.

Plurimi has a robust procedure for managing and disclosing conflicts of interest.

Voting rights, when used are always applied with the best interests of clients as the driver. Plurimi will communicate voting outcomes on managed strategies to relevant stakeholders upon request and will endeavour to involve clients in this process accordingly.

While not central to our process, factors relating to Environmental, Social and Corporate Governance (ESG) issues are important considerations when assessing the long-term drivers of future profitability of the investments we make.